California Board Diversity Mandate Held Unconstitutional
By Adam Swietek
Service Type: Regulatory Issues & Compliance
SEC Publishes Updated Regulatory Flexibility Agenda
By Adam Swietek
SEC Approves NYSE and Nasdaq Amendments to Listing Standards Requiring Listed Companies to Implement Mandatory Clawback Policy
By Adam Swietek
NYSE/Nasdaq Propose Delaying Effective Date for Implementation of Mandatory Clawback Policy
By Adam Swietek
U.S. Chamber of Commerce Sues SEC to Stop Implementation of New Disclosure Rules on Corporate Share Buybacks
By Adam Swietek
BlackRock Clarifies Its Perspective on Executive Compensation
By Adam Swietek
SEC Issues New Disclosure Rules on Corporate Share Buybacks
By Adam Swietek
CCGG Review of Executive Share Ownership Policies
By Adam Swietek
Proposed Banking Legislation May Gain Greater Urgency with Collapse of First Republic Bank
By Adam Swietek
SEC Pushes Back Deadline to Review Securities Exchanges’ Proposed Change to Listing Standards on Mandatory Clawback Policy
By Adam Swietek
SEC Civil Action and First-Ever DOJ Criminal Charges Related to Improper Use of Rule 10b5-1 Trading Plan
By Adam Swietek
Podcast Summary: Clawbacks, Performance Disclosure and 10b5-1: Where Do We Go From Here?
By Adam Swietek
What’s on the Regulatory Horizon
By Adam Swietek
The SEC’s 10b5-1 Rules
By Adam Swietek
The “Less is More” Trend in PVP Disclosures
By Adam Swietek
Understanding the SEC’s Pay Versus Performance Disclosures
By Adam Swietek
Clawbacks, Performance Disclosure and 10b5-1: Where Do We Go From Here?
By Adam Swietek
How Should Compensation Committees Balance SEC Disclosures with Pay-For-Performance Evaluations?
By Adam Swietek
Are You Up to Speed on the New Rules Governing 10b5-1 Trading Plans?
By Adam Swietek
NYSE and Nasdaq Issue Proposed Listing Standards on Mandatory Clawback
By Adam Swietek
SEC Issues Guidance on New Pay versus Performance Disclosure
By Adam Swietek
ISS Modifies Pay-for-Performance Assessment and Issues Guidance on Select Compensation Policies
By Adam Swietek
Prevalence of Pay Transparency Laws is Increasing
By Adam Swietek
FTC Proposes Ban on Non-compete Provisions
By Adam Swietek
SEC Adopts Final Rules on 10b5-1 Trading Plans
By Adam Swietek
Disclosing Pay-vs-Performance: 4 Key Considerations
By Adam Swietek
Drafting Your First Pay-vs-Performance Disclosure
By Adam Swietek
How Are Companies Disclosing Pay-vs-Performance?
By Adam Swietek
The Rationale for Pay-vs-Performance Disclosures
By Adam Swietek
Pay Versus Performance Disclosures: A Guide to Getting Started on Short Notice
By Adam Swietek
ISS and Glass Lewis Issue Policy Updates for 2023
By Adam Swietek
Understanding the New Mandatory Clawback Rule
By Adam Swietek
SEC Adopts Final Rule on Mandatory Clawback
By Adam Swietek
2022 Canadian Proxy Season Highlights: AGM Voting
By Adam Swietek
SEC Final Rule on Pay Versus Performance Disclosure Webinar
By Adam Swietek
Inflation Reduction Act Signed Into Law
By Adam Swietek
Say on Pay, or Say on Performance? Oil & Gas Say on Pay Results Outpace General Industry
By Adam Swietek
SEC Proposes Amendments to Shareholder Proposal Process
By Adam Swietek
SEC Amends Rules Governing Proxy Voting Advice
By Adam Swietek
SEC Publishes Updated Regulatory Flexibility Agenda
By Adam Swietek
Will Finalized Clawback Rules include a Broader Accounting Restatement Definition?
By Adam Swietek
Delaware Court Decision Puts Companies on Notice to Monitor Whether Share Grants Comply With Equity Plan Annual Award Limits
By Adam Swietek
Los Angeles County Court Strikes Down California’s Mandate on Female Board Members
By Adam Swietek
SEC Proposes Rule on Climate Related Disclosures
By Adam Swietek
What’s Inside President Biden’s FY23 Budget Proposal – on Taxes, Share Repurchases and Executive Share Sales
By Adam Swietek
Los Angeles County Court Strikes Down California Board Diversity Law
By Adam Swietek
2022 Updates to Proxy Advisor Policies for Canada
By Adam Swietek
The Future of 10b5-1 Trading Plans
By Adam Swietek
Has the SEC Killed Off Rule 10B5-1 Trading Plans?
By Adam Swietek
The Aftermath of the 2021 SPAC Frenzy
By Adam Swietek